Universal Rule

Results: 228



#Item
181Naked short selling / Motion / Federal Rules of Civil Procedure / SEC Rule 10b-5 / Summary / Lawsuit / Securities Act / Financial system / Finance / United States securities law / Law / Universal Express

INITIAL DECISION RELEASE NO. 339 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the

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Source URL: www.sec.gov

Language: English - Date: 2008-01-04 16:08:22
182Economy of Canada / Universal Market Integrity Rules

June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-26 16:48:40
183Securities / Universal Market Integrity Rules / Canadian securities regulation / Canada / Regulatory compliance / Regulatory risk differentiation / Business / Exempt market dealer / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada

Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-12 11:36:03
184Investment / Finance / Uptick rule / Order / Universal Market Integrity Rules / Short / High-frequency trading / Futures contract / Market maker / Financial markets / Stock market / Financial economics

Rules Notice Technical UMIR Please distribute internally to: Corporate Finance

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Source URL: www.iiroc.ca

Language: English - Date: 2014-05-06 15:36:02
185Securities / Universal Market Integrity Rules / Canadian securities regulation / Canada / Regulatory compliance / Regulatory risk differentiation / Business / Exempt market dealer / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada

Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-09 17:36:04
186Waste / Hazardous waste / Universal waste / Municipal solid waste / Electronic waste / Household Hazardous Waste / Incineration / Battery / Mercury / Environment / Pollution / Waste management

RI DEM/OCTA- Universal Waste Rule Fact Sheet

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Source URL: www.dem.ri.gov

Language: English - Date: 2011-03-25 09:03:01
187Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Auditing / Regulatory compliance / Universal Market Integrity Rules / Internal audit / Audit / Business / Finance / Self-regulatory organizations

Rule Notice Guidance Note Please distribute internally to: Corporate Finance Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-09 15:46:03
188Ballot / Universal Product Code / Electronic voting / Primary election / Voting system / Vote counting system / Voting machine / Politics / Sociology / Voting

1S[removed]Placement of Races on Primary Ballots. (1) Purpose and applicability. (a) This rule provides standards for: 1. The order of races on ballots in Primary Elections which include a Universal Primary Contest, 2. The

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Source URL: election.dos.state.fl.us

Language: English - Date: 2011-02-23 08:46:11
189Pattern matching / Delimiter / Computing / Employer Identification Number / Field / Tax / Social Security number / Taxation in the United States / Universal identifiers / Markup languages

GT[removed]R[removed]Rule[removed]Florida Administrative Code Effective[removed]TC

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Source URL: dor.myflorida.com

Language: English - Date: 2012-10-29 13:47:26
190Social philosophy / Universal Declaration of Human Rights / The Law Society of Upper Canada / Rule of law / International human rights law / Human rights / Law / Ethics

PDF Document

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Source URL: www.lsuc.on.ca

Language: English - Date: 2014-06-30 11:10:53
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